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PRACTICE AREA

Individual Accountability

"Head and shoulders above the competition." "Widely praised as one of the best recognised firms in the UK for white-collar crime."

THE LEGAL 500 2022

We have been advising individuals in challenging circumstances for over 25 years

When you’re being asked to account for your actions – whether by a regulator, an employer, or a public body – the stakes are high. You may be navigating unfamiliar procedures with significant legal, professional and reputational consequences. We’re here to guide you through that process.

Understanding What’s at Stake

Our clients come from a wide range of sectors and professions. Some face internal investigation. Others are involved in public inquiries, regulatory interviews or proceedings in court. What they share is a need for steady, experienced advice at a time of personal risk.

These processes can be daunting. The rules may be unclear, the scrutiny intense. We provide clear, confident guidance, so that you can engage fully, give your best account, and avoid unintended consequences.

Interviews, Inquiries and Public Scrutiny

One of the most common ways individuals are held to account is through an interview. This might be an internal interview by an employer, a compelled interview by a regulator, or a voluntary meeting with an external investigator. These interviews are often decisive. The way you respond can influence disciplinary outcomes, legal exposure, or whether a matter is escalated.

We help clients prepare thoroughly for these encounters. That includes advising on what to say, how to say it, and how to manage the legal and reputational risks that may follow.

Individuals may also be required to give evidence in formal public settings including public inquiries, Parliamentary Select Committees, and inquests led by a coroner. These processes are each governed by their own rules and often unfold in the public eye. Being well-prepared is critical.

Overlapping Legal Risks and International Dimensions

In some cases, individuals find themselves caught between overlapping processes: civil claims, regulatory investigations, or potential criminal proceedings, either in the UK or overseas. We advise on how to navigate this complexity, especially where there is a risk of self-incrimination or conflicting obligations.

Our experience includes advising on:

Whistleblowing and Managing Personal Exposure

We advise individuals considering protected disclosures, whether within their organisation or externally. We work alongside employment and regulatory lawyers to help ensure that whistleblowing is handled lawfully, strategically and in a way that minimises personal risk.

Risks of Disqualification and Long-Term Consequences

Adverse findings from these processes can lead to wider consequences, such as disqualification from acting as a company director. We advise on how to avoid this risk and have experience contesting disqualification applications in the High Court.

We also help clients understand how statements made in one setting—such as a public inquiry—may be used in another. Failing to consider this risk early can leave individuals vulnerable later on. Preparation and advice at the right stage make all the difference.

Focused, Independent Representation

Advising individuals is at the heart of what we do. We are independent, conflict-free, and able to give clear, tailored advice, without compromise.

Our role often involves helping clients organise complex facts, prepare for uncomfortable conversations, and find the best way to tell their story. Many are apprehensive or unaccustomed to formal scrutiny. We support them to engage fully and stay in control.

 

Individual Accountability cases: 

  • Advising a witness in the Post Office/ Horizon inquiry chaired by Sir Wyn Williams.
  • Acting for an individual employed by the Bank of England in the inquiry into liquidity auctions chaired by Lord Grabiner QC.
  • Acting for a well-known former senior executive at the BBC interviewed in the investigation chaired by Lord Dyson into allegations of impropriety arising from the conduct of the Panorama interview with Princess Diana.
  • Advising a high-profile individual in the Hillsborough inquest.
  • Advising an interested party in the inquest into the fatal stabbing of Yousef Makki (the Manchester schoolboy).
  • Acting for individuals investigated by their employers where there is no parallel criminal or regulatory investigation, into allegations of breaches of financial sanctions, breaches of internal ethical policies concerning market conduct, breaches of anti-money laundering law and guidance as it applies to the legal sector, and allegations of workplace misconduct including “#metoo” and bullying issues.
  • Advising a board level executive in the civil proceedings concerning Tesco.